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• (S-1) 10-4 Corp.
• (S-1) Rangeford Resources, Inc.
• (S-1) Seer Signs and Graphics, Inc.
• (S-1) Sunset Suits Holdings, Inc.
• (S-1) Liquidnet Holdings, Inc.
• (S-1) LMB Technologies, Inc.
• (S-1) Sillenger Exploration Corp.

• HSBC Investor Funds
• Fixed Income SHares
• CA, Inc.
• Transmeta Corp.
• Barclays PLC
• Society of Corporate Secretaries & Governance Professionals
• Penson Financial Services, Inc.